Our Process

Review


  • Evaluate

    • Plan costs

    • Investment selections

    • Plan design

    • Fiduciary processes





  • Understand

    • Your objectives

    • Your needs





  • Deliver

    • Our assessment of four key areas of your plan

    • Recommendations on ways to improve your plan through:

      • Vendor selection

      • Plan design alternatives

      • Fiduciary process changes












































Implementation


  • Organize

    • Trustee/investment committee

    • Investment policy statement

    • Document structure

    • Monitoring methods





  • Evaluate

    • Investment performance using relevant benchmarks

    • Adapt to changing market conditions

    • Fiduciary risk and how to mitigate

    • Participant satisfaction with plan





  • Decide

    • Investment menu by streamlining investment selection and analysis

    • Plan features, plan design and service provide further plan objectives.

    • Type of education & individual assistance to increase enrollment and participant satisfaction.





  • Document

    • Discussions and decisions of trustee or investment committee

    • Service provider agreements

    • Plan documents

    • Monitoring reports

    • Educational activities and/or individual meetings.





  • Monitor

    • Investments and diversification

    • Fees and plan expenses

    • Conformance to safe-harbors

    • Success of education and individual assistance and amend as necessary.